-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HnVJcJQ0VvyMTuNSTCK+X4VIpt4NXpNU8C5JovEq0SuzZrUonwxYRriMX4368VfL 7E5wMRM5Ooywa941R93aFg== 0000889812-97-001547.txt : 19970722 0000889812-97-001547.hdr.sgml : 19970722 ACCESSION NUMBER: 0000889812-97-001547 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970721 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HUMAN GENOME SCIENCES INC CENTRAL INDEX KEY: 0000901219 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 223178468 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45295 FILM NUMBER: 97642884 BUSINESS ADDRESS: STREET 1: 9410 KEY WEST AVENUE CITY: ROCKVILLE STATE: MD ZIP: 20850-3331 BUSINESS PHONE: 3013098504 MAIL ADDRESS: STREET 1: 9410 KEY WEST AVE CITY: ROCKVILLE STATE: MD ZIP: 20850 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RELIANCE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0000083047 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 510113548 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: PARK AVE PLZ STREET 2: 55 E 52ND ST 29TH FL CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 2129091100 MAIL ADDRESS: STREET 1: PARK AVENUE PLAZA STREET 2: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: LEASCO FINANCIAL SERVICES CORP DATE OF NAME CHANGE: 19740414 SC 13D/A 1 AMENDMENT NO. 7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) HUMAN GENOME SCIENCES, INC. ------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE ------------------------------------------------------------------- (Title of Class of Securities) 444903108 ------------------------------------------------------------------- (CUSIP Number) Howard E. Steinberg, Senior Vice President and General Counsel Reliance Financial Services Corporation Park Avenue Plaza, New York, New York 10055 (212) 909-1100 ------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 17, 1997 ------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this statement because of Rule 13d-1(b)(3) or (4), check the following box: / /. NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 444903108 SCHEDULE 13D Page 2 of 4 Pages --- --- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Reliance Financial Services Corporation IRS Employer's Identification No.: 51-0113548* 2. Check the Appropriate Box if a Member of a Group (a) / / (b) / / 3. SEC Use Only 4. Source of Funds* WC 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) /X/ 6. Citizenship or Place of Organization Delaware 7. Sole Voting Power 2,164,624 Number of Shares 8. Shared Voting Power Beneficially Owned by Each 9. Sole Dispositive Power Reporting Person 2,164,624 With 10. Shared Dispositive Power 11. Aggregate Amount Beneficially Owned by Each Reporting Person 2,164,624 12. Check Box if the Aggregate Amount in Row(11) Excludes Certain Shares* / / 13. Percent of Class Represented by Amount in Row(11) 9.8% 14. Type of Reporting Person HC *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. The following information amends or supplements, as the case may be, the information previously filed by Reliance Financial Services Corporation ("Reliance Financial") relating to the ownership by its subsidiaries of the class of securities (the "Security") listed on the cover of this Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Below is a list of sales of Securities beneficially owned by Reliance Financial which were made since the date of the last filing by Reliance Financial of a Schedule 13D with respect to the Securities. During such period, there were no purchases of Securities beneficially owned by Reliance Financial. As of the date hereof, the Securities beneficially owned by Reliance Financial total 2,164,624 shares and, to the best knowledge of Reliance Financial based on the Issuer's quarterly report on Form 10-Q dated March 30, 1997, comprise approximately 9.8% of the Securities outstanding. Of the 2,164,624 shares beneficially owned by Reliance Financial, 2,104,624 shares are owned directly by Reliance Insurance Company ("RIC") and 60,000 shares are owned directly by Reliance National Insurance Company (Europe) Limited, an insurance subsidiary of RIC ("UK Ltd."). Each of RIC and UK Ltd. has sole voting and dispositive power over all of the shares of the Security directly owned by it. Number of Price Per Date Company Shares Share 7/9/97 Reliance Insurance Company 5,000 $34.00 7/9/97 Reliance Insurance Company 10,000 $33.50 7/10/97 Reliance Insurance Company 25,000 $33.00 7/10/97 Reliance Insurance Company 20,000 $33.375 7/10/97 Reliance Insurance Company 30,000 $33.50 7/11/97 Reliance Insurance Company 20,000 $33.25 7/15/97 Reliance Insurance Company 25,000 $33.00 7/15/97 Reliance Insurance Company 25,000 $33.375 7/16/97 Reliance Insurance Company 5,000 $33.50 7/16/97 Reliance Insurance Company 10,000 $33.25 7/17/97 Reliance Insurance Company 10,000 $34.50 7/17/97 Reliance Insurance Company 42,000 $34.375 7/17/97 Reliance Insurance Company 48,000 $34.00 7/18/97 Reliance Insurance Company 10,000 $33.875 Each of the sales of the Security described in the above table was made in ordinary brokerage transactions. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: July 21, 1997 RELIANCE FINANCIAL SERVICES CORPORATION By: /s/ James E. Yacobucci ------------------------------- James E. Yacobucci Senior Vice President-Investments -----END PRIVACY-ENHANCED MESSAGE-----